Recent Anti-money Laundering (AML) Enforcement Actions and Case Study



Financial institutions are subject to regulatory obligations to perform anti-money laundering and counter-terrorism financing (AML/CFT)-related customer due diligence, record keeping and suspicious transaction reporting. A number of changes were made to the Anti-Money Laundering and Counter-Terrorist Financing (AML/CFT) Ordinance (Cap. 615) (AMLO) to strengthen the AML/CFT regime in HK. This webinar will discuss recent AML enforcement actions and regulatory focus and their implications for financial executives. AML case study will be examined.

Date & time: 11 Mar 2025 (Tue) 1:30 p.m. – 2:00 p.m.
Host: Dr Ringo Chan (Senior Programme Director, HKU SPACE)
Speaker: Mr Kenny Ip (Retired Chief Superintendent of Police)

Relevant Programmes:

Postgraduate Diploma in Finance and Law
https://hkuspace.hku.hk/prog/postgrad-dip-in-finance-law

Executive Diploma in Anti-Money Laundering and Counter-Terrorist Financing
https://hkuspace.hku.hk/prog/exe-dip-in-anti-money-laundering-and-counter-terrorist-financing

Anti-Money Laundering and Counter-Terrorist Financing (AML/CTF) CPD Workshop Series: AML Ordinance for Money Service Operators
https://hkuspace.hku.hk/prog/anti-money-laundering-and-counter-terrorist-financing-aml-ctf-cpd-workshop-series-aml-ordinance-for-money-service-operators

#HKUSPACE #AML #CTF #AntiMoneyLaundering #CounterTerroristFinancing #RegulatoryCompliance

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